LARA

Introduction to Parser Combinators

The next part of the compiler you will be working on is the parser. The goal of the parser is to convert the sequence of tokens generated by the lexer into an Amy abstract syntax tree (AST).

There are many approaches to writing parsers, such as:

  • Writing the parser by hand directly in the compiler’s language using mutually recursive functions, or
  • Writing the parser in a domain specific language (DSL) and using a parser generator (such as Bison) to produce the parser.

Another approach, which we will be using, is parser combinators. The idea behind the approach is very simple:

  • Have a set of simple primitive parsers, and
  • Have ways to combine them together into more and more complex parsers. Hence the name parser combinators.

Usually, those primitive parsers and combinators are provided as a library directly in the language used by the compiler. In our case, we will be working with Scallion, a Scala parser combinators library developed by LARA.

Parser combinators have many advantages – the main one being easy to write, read and maintain.

Scallion Parser Combinators

Documentation

In this document, we will introduce parser combinators in Scallion and showcase how to use them. This document is not intended to be a complete reference to Scallion. Fortunately, the library comes with a comprehensive API which fulfills that role. Feel free to refer to it while working on your project!

Playground Project

We have set up an example project that implements a lexer and parser for a simple expression language using Scallion. Feel free to experiment and play with it. The project showcases the API of Scallion and some of the more advanced combinators.

Setup

In Scallion, parsers are defined within a trait called Syntaxes. This trait takes as parameters two types:

  • The type of tokens,
  • The type of token kinds. Token kinds represent groups of tokens. They abstract away all the details found in the actual tokens, such as for instance positions or identifiers name. Each token has a unique kind.

In our case, the tokens will be of type Token that we introduced and used in the previous project. The token kinds will be TokenKind, which we have already defined for you.

object Parser extends Pipeline[Iterator[Token], Program]
                 with Syntaxes[Token, TokenKind] {

  // Indicates the kind of the various tokens.
  override def getKind(token: Token): TokenKind = TokenKind.of(token)
  
  // You parser implementation goes here.
}

The Syntaxes trait mixed-in the Parser object provides all functions and types you will use to write your parser.

Writing Parsers

When writing a parser using parser combinators, one defines many smaller parsers and combines them together into more and more complex parsers. The top-level, most complex, of those parser then defines the entire syntax for the language. In our case, that top-level parser will be called program.

All those parsers are objects of the type Syntax[A]. The type parameter A indicates the type of values produced by the parser. For instance, a parser of type Syntax[Int] produces Ints and a parser of type Syntax[Expr] produces Exprs. Our top-level parser has the following signature:

lazy val program: Parser[Program] = ...

Contrary to the types of tokens and token kinds, which are fixed, the type of values produced is a type parameter of the various Syntaxs. This allows your different parsers to produce different types of values.

The various parsers are stored as val members of the Parser object. In the case of mutually dependent parsers, we use lazy val instead.

lazy val definition: Syntax[ClassOrFunDef] =
  functionDefinition | abstractClassDefinition | caseClassDefinition
 
lazy val functionDefinition: Syntax[ClassOrFunDef] = ...

lazy val abstractClassDefinition: Syntax[ClassOrFunDef] = ...

lazy val caseClassDefinition: Syntax[ClassOrFunDef] = ...

Running Parsers

Parsers of type Syntax[A] have an apply method which takes as parameter an iterator of tokens and returns a value of type ParseResult[A], which can be one of three things:

  • A Parsed(value, rest), which indicates that the parser was successful and produced the value value. The entirety of the input iterator was consumed by the parser.
  • An UnexpectedToken(token, rest), which indicates that the parser encountered an unexpected token token. The input iterator was consumed up to the erroneous token.
  • An UnexpectedEnd(rest), which indicates that the end of the iterator was reached and the parser could not finish at this point. The input iterator was completely consumed.

In each case, the additional value rest is itself some sort of a Syntax[A]. That parser represents the parser after the successful parse or at the point of error. This parser could be used to provide useful error messages or even to resume parsing.

override def run(ctx: Context)(tokens: Iterator[Token]): Program = {
  import ctx.reporter._

  program(tokens) match {
    case Parsed(result, rest) => result
    case UnexpectedEnd(rest) => fatal("Unexpected end of input.")
    case UnexpectedToken(token, rest) => fatal("Unexpected token: " + token)
  }
}

Parsers and Grammars

As you will see, parsers built using parser combinators will look a lot like grammars. However, unlike grammars, parsers not only describe the syntax of your language, but also directly specify how to turn this syntax into a value. Also, as we will see, parser combinators have a richer vocabulary than your usual BNF grammars.

Interestingly, a lot of concepts that you have seen on grammars, such as FIRST sets and nullability can be straightforwardly transposed to parsers.

FIRST set

In Scallion, parsers offer a first method which returns the set of token kinds that are accepted as a first token.

definition.first === Set(def, abstract, case)

Nullability

Parsers have a nullable method which checks for nullability of a parser. The method returns Some(value) if the parser would produce value given an empty input token sequence, and None if the parser would not accept the empty sequence.

Basic Parsers

We can now finally have a look at the toolbox we have at our disposition to build parsers, starting from the basic parsers. Each parser that you will write, however complex, is a combination of these basic parsers. The basic parsers play the same role as terminal symbols do in grammars.

Elem

The first of the basic parsers is elem(kind). The function elem takes argument the kind of tokens to be accepted by the parser. The value produced by the parser is the token that was matched. For instance, here is how to match against the end-of-file token.

val eof: Parser[Token] = elem(EOFKind)

Accept

The function accept is a variant of elem which directly applies a transformation to the matched token when it is produced.

val identifier: Syntax[String] = accept(IdentifierKind) {
  case IdentifierToken(name) => name
}

Epsilon

The parser epsilon(value) is a parser that produces the value without consuming any input. It corresponds to the 𝛆 found in grammars.

Parser Combinators

In this section, we will see how to combine parsers together to create more complex parsers.

Disjunction

The first combinator we have is disjunction, that we write, for parsers p1 and p2, simply p1 | p2. When both p1 and p2 are of type Syntax[A], the disjunction p1 | p2 is also of type Syntax[A]. The disjunction operator is associative and commutative.

Disjunction works just as you think it does. If either of the parsers p1 or p2 would accept the sequence of tokens, then the disjunction also accepts the tokens. The value produced is the one produced by either p1 or p2.

Note that p1 and p2 must have disjoint first sets. This restriction ensures that no ambiguities can arise and that parsing can be done efficiently.1) We will see later how to automatically detect when this is not the case and how fix the issue.

Sequencing

The second combinator we have is sequencing. We write, for parsers p1 and p2, the sequence of p1 and p2 as p1 ~ p2. When p1 is of type A and p2 of type B, their sequence is of type A ~ B, which is simply a pair of an A and a B.

If the parser p1 accepts the prefix of a sequence of tokens and p2 accepts the postfix, the parser p1 ~ p2 accepts the entire sequence and produces the pair of values produced by p1 and p2.

Note that the first set of p2 should be disjoint from the first set of all sub-parsers in p1 that are nullable and in trailing position (available via the followLast method). This restriction ensures that the combinator does not introduce ambiguities.

Transforming Values

The method map makes it possible to apply a transformation to the values produced by a parser. Using map does not influence the sequence of tokens accepted or rejected by the parser, it merely modifies the value produced. Generally, you will use map on a sequence of parsers, as in:

lazy val abstractClassDefinition: Syntax[ClassOrFunDef] =
  (kw("abstract") ~ kw("class") ~ identifier).map {
    case kw ~ _ ~ id => AbstractClassDef(id).setPos(kw)
  }

The above parser accepts abstract class definitions in Amy syntax. It does so by accepting the sequence of keywords abstract and class, followed by any identifier. The method map is used to convert the produced values into an AbstractClassDef. The position of the keyword abstract is used as the position of the definition.

Recursive Parsers

It is highly likely that some of your parsers will require to recursively invoke themselves. In this case, you should indicate that the parser is recursive using the recursive combinator:

lazy val expr: Syntax[Expr] = recursive {
  ...
}

If you were to omit it, a StackOverflow exception would be triggered during the initialisation of your Parser object.

The recursive combinator in itself does not change the behaviour of the underlying parser. It is there to tie the knot2).

In practice, it is only required in very few places. In order to avoid StackOverflow exceptions during initialisation, you should make sure that all recursive parsers (stored in lazy vals) must not be able to reenter themselves without going through a recursive combinator somewhere along the way.

Other Combinators

So far, many of the combinators that we have seen, such as disjunction and sequencing, directly correspond to constructs found in BNF grammars. Some of the combinators that we will see now are more expressive and implement useful patterns.

Optional parsers using opt

The combinator opt makes a parser optional. The value produced by the parser is wrapped in Some if the parser accepts the input sequence and in None otherwise.

opt(p) === p.map(Some(_)) | epsilon(None)
Repetitions using many and many1

The combinator many returns a parser that accepts any number of repetitions of its argument parser, including 0. The variant many1 forces the parser to match at least once.

Repetitions with separators repsep and rep1sep

The combinator repsep returns a parser that accepts any number of repetitions of its argument parser, separated by an other parser, including 0. The variant rep1sep forces the parser to match at least once.

The separator parser is restricted to the type Syntax[Unit] to ensure that important values do not get ignored. You may use unit() to on a parser to turn its value to Unit if you explicitly want to ignore the values a parser produces.

Binary operators with operators

Scallion also contains combinators to easily build parsers for infix binary operators, with different associativities and priority levels. This combinator is defined in an additional trait called Operators, which you should mix into Parsers if you want to use the combinator. By default, it should already be mixed-in.

val times: Syntax[String] =
  accept(OperatorKind("*")) {
    case _ => "*"
  }

...

lazy val operation: Syntax[Expr] =
  operators(number)(
    // Defines the different operators, by decreasing priority.
    times | div   is LeftAssociative,
    plus  | minus is LeftAssociative,
    ...
  ) {
    // Defines how to apply the various operators.
    case (lhs, "*", rhs) => Times(lhs, rhs).setPos(lhs)
    ...
  }

Documentation for operators is available on this page.

Upcasting

In Scallion, the type Syntax[A] is invariant with A, meaning that, even when A is a (strict) subtype of some type B, we won't have that Syntax[A] is a subtype of Syntax[B]. To upcast a Syntax[A] to a syntax Syntax[B] (when A is a subtype of B), you should use the .up[B] method.

For instance, you may need to upcast a syntax of type Syntax[Literal[_]] to a Syntax[Expr] in your assignment. To do so, simply use .up[Expr].

LL(1) Checking

In Scallion, non-LL(1) parsers can be written, but the result of applying such a parser is not specified. In practice, we therefore restrict ourselves only to LL(1) parsers. The reason behind this is that LL(1) parsers are unambiguous and can be run in time linear in the input size.

Writing LL(1) parsers is non-trivial. However, some of the higher-level combinators of Scallion already alleviate part of this pain. In addition, LL(1) violations can be detected before the parser is run. Syntaxes have an isLL1 method which returns true if the parser is LL(1) and false otherwise, and so without needing to see any tokens of input.

Conflict Witnesses

In case your parser is not LL(1), the method conflicts of the parser will return the set of all LL1Conflicts. The various conflicts are:

  • NullableConflict, which indicates that two branches of a disjunction are nullable.
  • FirstConflict, which indicates that the first set of two branches of a disjunction are not disjoint.
  • FollowConflict, which indicates that the first set of a nullable parser is not disjoint from the first set of a parser that directly follows it.

The LL1Conflicts objects contain fields which can help you pinpoint the exact location of conflicts in your parser and hopefully help you fix those.

The helper method debug prints a summary of the LL(1) conflicts of a parser. We added code in the handout skeleton so that, by default, a report is outputted in case of conflicts when you initialise your parser.

1)
Scallion is not the only parser combinator library to exist, far from it! Many of those libraries do not have this restriction. Those libraries generally need to backtrack to try the different alternatives when a branch fails.